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At a high even, an SFC licensing application comprises the SFC forms, letter a business plan, letter a compliance manual and various submissions to address potential areas of regulatory business organization.
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Sfc's sustainability is covered by the sfc disaster recovery procedure, and similar to erp, provides solutions and a recovery plan for responding to disaster scenarios.
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The business architectural plan is unlike A typical business architectural plan as its basal focus is connected describing the business activities of the applicant and how those activities ar.
What should I include in my SFC application?
At a high level, an SFC licensing application comprises the SFC forms, a business plan, a compliance manual and various submissions to address potential areas of regulatory concern.
Where can I get a business continuity plan?
The Licensing Department of the Securities and Futures Commission (the SFC) has issued a circular ( see archive) to licensed corporations containing a non-exhaustive list of self-assessment questions to which reference can be made during the review of business continuity plans.
What are the capital requirements for a SFC license?
What are SFC licensing capital requirements. Under the Securities and Futures (Financial Resources) Rules (“ FRR ”), unless exempted, each licensed corporation must meet 2 different capital requirements, one for paid-up capital and one for liquid capital. Paid-up capital is a balance sheet item. Regulated activity.
Where can I find a business plan competition?
There are many business plan competitions offering prizes such as mentorships, grants, or investment capital. To find relevant competitions in your industry and area, try Googling “business plan competition + [your location]” and “business plan competition + [your industry].”
Last Update: Oct 2021
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Apart from notifying the sfc of whatsoever intended cessation of business, licensed persons and registered institutions are required to notify the sfc through the sfc online portal of certain changes fashionable the information that they have provided to the sfc in their first applications.